Some HPSG Principles

    

Below are some examples of HPSG Principles (the first three were taken from Kim, 2000: 8 – 12 and the last from Carnie, 2002: 369).

 

The Head Feature Principle

The Valence Principle

The Immediate Dominance Principle

The Argument Realization Principle

 

  

The Head Feature Principle

 

The Head Feature Principle ensures that the HEAD properties (such as part-of-speech, case and verb inflection) of a head are projected onto headed phrases (Kim, 2000: 8-9):

 

(1)  Head Feature Principle (HFP):

The HEAD value of a headed phrase is identified with that of its head-daughter.

 

(Click here to view an AVM representation of the head principle, abbreviated using a path notation.)

 

This can be illustrated in the following graph, where the tag [1] indicates that the HEAD value of the verb is identical to the HEAD value of the VP:

 

(2)

    (Kim, 2000: 9)

 

  

The Valence Principle

 

(3)  Valence Principle (VALP):

For each valence feature F, the F value of a headed phrase is the daughter’s F value minus the realized non-head-daughters.

 

The VALP governs combinatorial saturation by ‘checking off’ the combinatorial requirements of a lexical head.  These requirements are encoded through valence features, such as SPR and COMP mentioned in section 2.1.  This is illustrated by (4), an extension of (2), where the COMP value becomes empty by the combination of the head with its required complement:

 

(4)

    (Kim, 2000: 10)

 

 

The Immediate Dominance Principle

 

Another important principle which is related to X-bar theory in P&P is the Immediate Dominance Principle (IDP).  This provides schemata that constrain well-formed phrases.  Three examples are the head-subject schema, the head-complement schema and the head-modifier schema.  The first (see (5)) licenses phrases with a phrasal head daughter and a subject daughter, analogous [but not equivalent] to the XP ® YP X’ rule in P&P:

 

(5)     (Kim, 2000: 10)

 

The head-complement schema allows phrases consisting of a head daughter and any number of daughters, analogous to XP ®X, YP in P&P:

 

(6)      (Kim, 2000: 10)

 

Finally, the head-modifier schema consists of a phrasal-head combined with a modifier phrase (according to Kim, 2000: 11-12, this has no analogy in X-bar theory).  The modifier has selectional restrictions on the head it takes (these are expressed a the value of MOD attributes of modifiers).

 

 

The Argument Realization Principle

 

This principle ensures that arguments required by the argument structure are encoded in SPR, COMP or in the GAP attribute in cases of long distance dependencies.

 

(7)

    (Carnie, 2002: 372)

 

The plus sign in (7) is used to indicate that the argument structure requires two arguments in the order given.  The minus sign is used to indicate that the value of COMP consists of the complements required in argument structure, minus the arguments missing (which are expressed as values of GAP, see section 2.4).